作　者：李政 王思霓
关键词：基础研究；应用研究；产业创新绩效
摘　要：

中国正处于转变经济增长动力的攻坚期，单纯依靠提高研发投入总量已经难以满足提升产业创新能力的需要，产业创新绩效的提升在越来越大程度上取决于研发支出结构的优化。基于2007-2017 年中国大中型企业数据，通过建立联立方程分析基础研究和应用研究投入对产业创新绩效的影响，可以发现：应用研究投入对产业创新绩效具有倒U 型作用，基础研究投入可以持续提升产业创新绩效，一部分通过基础研究的自主创新激励效应实现，另一部分通过提高应用研究的技术吸收能力间接实现。中国产业发展正处于新的历史机遇期，只有保持对基础研究的持续强劲投入势头，提高基础研究和应用研究的整体协同度，针对不同行业分类施策，才能实现产业发展动力从模仿创新到自主创新的转变。

 

Industrial Innovation Effects of Basic Research And Applied Research

Li Zheng，Wang Sini（Jilin University）

Abstract China is in the critical period of transforming the driving force of economic growth. It is dif‐ ficult to meet the needs of improving industrial innovation ability solely by increasing the total amount of R&D investment. The structure of R&D expenditure began to be important to determine the industrial innovation performance to a large extent. Based on the data of China's large and medium-sized enterprises from  2008 to 2017, this paper analyzed the impacts of basic research and applied research investment on industrial innovation performance by establishing simultaneous equations. It was found that applied research investment has an inverted U-shaped effect on industrial innovation performance. In contrast, basic research investment can continuously improve industrial innovation performance, partly through original innovation incentive effect, and partly through an indirect technology absorption effect on applied research. The development of Chinese industries are facing a new period of historical opportunity. Only by maintaining the strong momentum of investment in basic research, improving the overall degree of coordination between basic research and applied research, and adopting different strategies for different enterprises can we realize the transformation of China's industrial innovation from imitation innovation to original innovation.

Key words         basic research；applied research；industrial innovation

 

■作者简介 李 政，经济学博士，吉林大学中国国有经济研究中心主任，吉林大学经济学院教授、博士生导师；吉林  长春 130012；王思霓，吉林大学经济学院博士研究生。

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